After the government reopened on November 13, 2025, the United States Securities and Exchange Commission (SEC) issued a statement including questions and answers (Q&A) related to filings made during or after the federal government shutdown. The SEC noted that more than 900 registration statements were filed during the shutdown.
In
Continue Reading SEC publishes filing guidance following end of government shutdown
We are pleased to announce the availability of our calendar showing Securities and Exchange Commission (SEC) filing deadlines and financial statement staleness dates for 2026.
Public companies are encouraged to keep in mind these important deadlines and dates for meeting their SEC reporting obligations for the forthcoming year.
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Continue Reading 2026 SEC filing deadlines and financial statement staleness dates calendar
For public companies looking to raise capital relatively quickly and at a lower cost, equity lines of credit (ELOCs) and at-the-market equity offerings (ATMs) may be viable options. Both allow companies to control the timing and volume of sales of equity securities and offer processes that are generally less disruptive
Continue Reading Equity lines of credit and at-the-market offerings: Alternative public financing options
The October issue of Horizon covers late-breaking developments in sustainability law, among them CARB’s postponement of rulemaking – but not reporting deadlines – for SBs 253 and 261; the historic TotalEnergies greenwashing decision; proposed changes to the EUDR that would preserve current reporting dates; federal banking regulators’ withdrawal of climate
Continue Reading Recent ESG legal developments
On October 9, 2025, during a keynote address at the John L. Weinberg Center for Corporate Governance’s 25th Anniversary Gala, United States Securities and Exchange Commission (SEC) Chairman Paul Atkins suggested that the SEC may be amenable to arguments from Delaware-incorporated companies seeking to exclude precatory shareholder proposals from
Continue Reading SEC signals potentially significant changes to Rule 14a-8 shareholder proposal process
On October 20, 2025, DLA Piper held a bootcamp for pre-IPO and growth-stage companies in the biotech and medtech industries in the firm’s New York office. Attended by nearly 100 individuals, the bootcamp covered topics including late-stage financings, paths for going public, financial preparedness, regulatory considerations, compliance issues, intellectual property
Continue Reading DLA Piper hosts bootcamp for biotech and medtech companies
US public companies increasingly embrace digital assets as part of their corporate treasury strategies. Known as digital asset treasury (DAT) companies, these public companies, at the core of their revamped business model, pursue long-term accumulation of significant reserves of digital assets while employing sophisticated, yield-enhancing trading strategies.
DATs have raised
Continue Reading Key capital market trends: Digital asset treasuries
At 12:01am ET on October 1, 2025, a federal government shutdown went into effect. The Securities and Exchange Commission (SEC) has posted an announcement and Q&A regarding the activities of the Division of Corporation Finance (the Division) during the ongoing shutdown.
According to the Q&A, the Division’s activities are limited
Continue Reading SEC provides guidance regarding Division of Corporation Finance activities during the ongoing federal government shutdown
In the September issue of Horizon, we report on late-breaking developments in ESG law – in particular, the California Air Resource Board’s release of its SB 261 Preliminary List of Reporting/Covered Entities; another potential delay for the EUDR; the Ontario Securities Commission’s greenwashing allegations against an asset management company
Continue Reading Recent ESG legal developments
On September 12, 2025, the Eighth Circuit Court of Appeals ordered that the proceedings in Iowa v. SEC – the case challenging the Securities and Exchange Commission’s (SEC) landmark climate disclosure rules – remain paused until the SEC either reconsiders the rules through the notice-and-comment rulemaking process or decides to
Continue Reading Eighth Circuit pauses SEC climate rules litigation pending SEC action
The Securities and Exchange Commission (SEC) has launched a Cross-Border Task Force to investigate fraud involving foreign-based companies, with a focus on market manipulation schemes like “ramp-and-dumps” and misconduct by gatekeepers – including auditors and underwriters – whose role in enabling access to US capital markets has been a focus
Continue Reading SEC launches Cross-Border Task Force to target fraud involving foreign-based companies
